Let Caldwell Penn simplify the process and make you investment-ready.
Most investors won’t commit unless your company qualifies for tax-efficient schemes like EIS or SEIS.
You might be:
Launching or growing a business and need early capital
Unsure how to navigate HMRC compliance
Worried about missing out on investor interest due to paperwork
Not confident in structuring your investment offer correctly
We handle the detail so you can secure the deal.
Here’s what’s included:
Initial consultation to assess eligibility
Support with Advance Assurance application to HMRC
Guidance on company structuring and share issue requirements
Preparation of investor compliance statements (EIS1/SEIS1)
Ongoing HMRC correspondence
Advice on investment rounds and timelines
Optional tax planning and investor communication support
Discovery call to understand your business goals
Review of business plan and eligibility criteria
Application for Advance Assurance
Share issue and investment tracking
HMRC submissions and investor certificates
Post-funding tax planning and reporting guidance
We make you investment-ready and regulator-ready.
Clear advice from tax specialists
Fast turnaround and transparent pricing
Experience with complex group and tech structures
Compliant, investor-friendly documentation
First response within one working day
Book a free discovery call with our finance team.
EIS supports companies trading up to 7 years. SEIS is for very early-stage businesses (within 2 years). Both offer tax reliefs to investors.
Income tax relief, capital gains tax deferral or exemption, and loss relief if the investment fails.
Yes, most investors require this before committing funds. We help you apply and gain approval.
Yes. We advise on how to structure them to remain compliant and attract repeat investment.
Absolutely. We collaborate with your advisers to ensure everything runs smoothly.
Our expertise spans a wide range of industries, with 60% of our client base concentrated in the following core sectors:
Consultants, agencies, engineers, and other specialised firms providing expert professional services.
SaaS companies, crypto businesses, software development firms, and tech start-ups.
Manufacturers, supply chain operators, warehousing businesses, and logistics providers.
While we specialise in these areas, our diverse client portfolio includes businesses across various industries, from retail to construction and manufacturing to hospitality.
No matter your sector, we’re equipped to support your growth and success.
